Robinhood's chief legal officer Dan Gallagher appointed to FINRA Board of Governors alongside former CFTC chairman Rostin ...

Terri Kallsen takes over as CFP Board chair while the organization searches for a new CEO to replace retiring Kevin Keller ...

Pluto Financial Technologies secures seed funding to launch platform enabling investors to borrow against private market ...

Caroline Crenshaw's resignation leaves SEC with no Democratic members, raising concerns about bipartisan balance on the ...

Colorado Springs RIA Summit Wealth Group hired Seamus O'Brien for advisor success and Chelsea Ganey as CIO to support growth ...

Mariner acquires two firms with $1.8B in assets while Apella adds PBMares wealth division worth $1.7B to reach nearly $10B ...

With the moves made by its partner firms, the new Hightower Signature Wealth W-2 advisor channel jumps to more than $20.8 ...

Investment news for financial advisors, including updates on ETF issuance, alternative fundraising and investment ...

The RIA industry suffers from choice overload with 850 asset managers and 15,000 RIAs struggling to connect efficiently ...

Buffered notes and premium income funds underperform simple stock-cash blends while charging higher fees for basic market ...

Morgan Stanley enters crypto ETF market with Bitcoin and Solana trust filings as Wall Street embraces digital assets ...

Cerity Partners adds an Austin-based RIA with $1.6B in AUM, while Carson Group fully acquires a partner firm based in ...