JD Supra

CFTC Proposes Formal CPO Registration Exemption for SEC-Registered Advisers to Sophisticated Investor Pools and Inflation Adjustment to the Small Pool Exemption

On August 18, 2026, the Commodity Futures Trading Commission published a “Notice of Proposed Rulemaking” that would add a new ...
JD Supra

CFTC Proposes Additional CPO and CTA Amendments for RIAs

On August 18, 2026, the Commodity Futures Trading Commission (“CFTC”) approved a notice of proposed rulemaking.  The notice seeks comment ...
Law

Feeder Funds Held Subject to Commodity Pool Regulation

A fund that solicits money from investors for trading in commodity futures is subject to registration and regulation as a commodity pool operator, even if it does no trading itself, the Third U.S.
Compliance Week

NFA Tries to Cut through Confusion Facing Commodity Pool Operators

Where the field convenes. Privately. A curated private community for credentialed ethics, risk, and compliance leaders across the ECI and Compliance Week network. Ask the questions you can’t post ...