The U.S. Court of Appeals for the Third Circuit entered an opinion in litigation involving Coinbase Global Inc. and the Securities and Exchange Commission. The federal appellate court explained that ...

Given the hubbub over the SEC’s new EDGAR Next, I thought it would be useful to provide a FAQ explaining the rationale for Section 16 to a new director or officer who is unfamiliar with the concept.

Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month, we examine: The Supreme Court’s Jarkesy decision ...

The US Securities and Exchange Commission (SEC) on Jan. 5 launched a Crypto Task Force aimed at providing regulatory clarity for digital assets while balancing innovation and investor protection. On ...

The SEC now has 16 teams after adding Texas and Oklahoma to the mix this year following chaotic conference realignment nationwide. And with a conference that large and no East and West divisions ...

“A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor ...