WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...

CFTC names DJ Hennes director of Market Participants Division, citing his crypto and prediction-markets expertise.

A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

On Nov. 25, the Securities and Exchange Commission (SEC) voted 5-0 to propose or repropose new rules revamping the framework for permissible use of derivatives and short sales by investment companies ...

In early 2021, the central pillar of the G20’s reform of the OTC derivatives market went into effect. While the legislation aimed to enhance financial stability and reduce bilateral exposure, it has ...

After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...

The head of the Commodity Futures Trading Commission (CFTC) proposed broad new rules to oversee the trillion-dollar derivatives market that will require congressional approval and set off a heavy ...

Rules governing the conduct of dealers and advisers in the over-the-counter (OTC) derivatives market — a relic of the financial crisis — are finally seeing the light of day. On Thursday members of the ...