Busway Inc. CEO Ernie Honya is drawing attention to a growing challenge in the financial sector: the rising cost of Anti-Money Laundering (AML) and Know Your Customer (KYC) compliance for startups and ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Organizations must adhere to various regulatory standards and requirements to show they have the proper security measures to manage information security risks. Numerous security compliance solutions ...

Barge Consulting, LLC (www.bargeconsulting.com), which specializes in SEC consulting services under the Investment Advisor and Investment Company Acts of 1940, has adopted BasisCode Compliance LLCs ...

Compliance regulations are constantly evolving, and nowhere is this more critical than in the financial services industry. Financial institutions face high stakes when it comes to compliance; failure ...

The truth is that a solid background screening program is really a compliance program in a friendlier outfit. Every disclosure, every consent, every adjudication note, every pause for adverse action, ...

Quick Summary Struggling to keep up with evolving regulatory requirements as your organisation scales? This guide highlights the seven leading compliance management software platforms for modern ...

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Regulatory Compliance is an imperative for FSPs as the fines for ...

REUTLINGEN, Germany--(BUSINESS WIRE)--iPoint-systems Gmbh, a leading global provider of product compliance and sustainability software, is pleased to announce the appointment of Peter Schmidt to the ...

Host Compliance, a San Francisco-based company whose software helps governments monitor short-term rental properties, is the latest addition to Granicus’ growing suite of software tools for ...

Companies often spend a lot of time trying to figure out why software compliance projects fail. After having worked on compliant software projects with dozens of medical device providers, seven ...