A survey from the North American Securities Administrators Association (NASAA) asked state-registered small and mid-sized investment adviser firms how they use websites and technology, such as tablets ...

Orion and Flourish today announced an expanded integration that helps advisors bring client cash more fully into the wealth ...

Amrita M. Narine and Reshma Shah write: Until the courts adopt a single approach toward border searches of electronic devices, attorneys need to be even more careful when crossing the border with ...

Customers rely on brokerages, advisors, accountants and even insurance agents to keep their information safe, secure and confidential. Well before the stay-at-home mandates of the pandemic, state ...

Increasingly, clients of CPA firms impose confidentiality agreements as a precondition to engaging the firm to perform professional services. These may appear in the form of a separate nondisclosure ...

Client trust erodes when document workflows are fragmented, delayed, reworked and vulnerable to compliance risks. By ...

At Gallagher, the push toward digital transformation has moved beyond isolated tools into a broader ecosystem strategy. That ...

Businesses have mixed feelings about their financial data. They can't live with it, they can't live without it, and they don't always understand what all the data before them means. Despite this ...

For many years, the “Information Systems Design, Implementation, or Integration” interpretation (ET §1.295.145) in the AICPA Code of Professional Conduct provided guidance for information system ...