A number of law firms, particularly smaller ones, often retain funds to cover costs and bolster profits, adding significant revenues to some practices in recent years amid high interest rates. The ...

The Law Society immediately criticised the plan, saying it would put high street law firms at risk and force legal fees to ...

Both were reported recently to Maine’s Attorney General, which publishes such incidents online. LPL reported its data breach ...

(Bloomberg) -- The new staffer was supposed to help Toronto-Dominion Bank spot money laundering from an outpost in New York. She instead used her access to bank data to distribute customer details to ...

Businesses that deploy Windows Server to manage computers and other policies are crucial. The nice part about managing servers is that you don’t have to be ...

When a hacker impersonated a client to steal money, an advisor was faced with an expensive moral choice. It was a Monday afternoon. As the advisor sat across from me and told his story, I began to ...

In bull markets, conversations about risk tend to take a backseat. When portfolios are climbing, it’s easy for clients to assume everything is fine. But recent volatility reminds us that risk ...

The Securities and Exchange Commission has charged a Chicago investment advisor, Eliseo Jojo Prisno, and his firm P/E Capital Investment Management Partners with securities law violations, claiming ...

Advisors adhering to the fiduciary standard typically gravitate toward index funds or other passive strategies such as those developed by Dimensional Fund Advisors, Vanguard and others. There's a good ...

WESTLAKE, Texas--(BUSINESS WIRE)--Schwab Advisor Services TM has introduced new enhancements to its industry-leading digital onboarding capabilities, enabling independent advisors to open and fund up ...

Median client accounts at registered investment advisory firms that provide financial planning services grew last year at a slower rate than the S&P 500, according to a new study. The rankings below, ...